NFA set an effective date of May 31, 2023 for recently adopted rules which establish requirements applicable to firms engaging in "digital asset commodity" activities.
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NFA submitted for adoption a CFTC compliance rule to implement anti-fraud, trading, and supervisory requirements for firms engaging in digital asset commodity activities.
The NFA issued a notice stating that members who take "reasonable steps" to determine the registration and membership status of previously exempt persons will not be in violation of NFA requirements.
The CFTC fined a telemarketing firm and its owners for illegal off-exchange finance transactions in precious metals.
The CFTC Market Risk Advisory Committee meeting will examine (i) how derivatives markets are working for end users and (ii) market usage of portfolio compression.