FINRA published new guidance on various issues stemming from amendments made to FINRA rules on margin requirements for "Covered Agency Transactions."
News & Insights
6 News Results
A New York bank agreed to settle allegations by the Board of Governors of the Federal Reserve System concerning deficiencies in the bank's capital treatment of certain assets.
An Office of Financial Research working paper examined how risk-taking in the repurchase agreement market changed following the introduction of the Basel III supplementary leverage ratio regulation.
The SEC settled fraud charges against a former head trader of residential mortgage-backed securities.
Agencies updated a FAQ document to clarify the capital treatment of certain Collateralized Debt Obligations.