Federal Reserve Board Vice Chair for Supervision Randal K. Quarles highlighted measures to promote efficiency in the financial system after the "Great Financial Crisis."
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The Federal Reserve Board, FDIC, OCC, SEC and CFTC stated that they will consider comments submitted past the deadline on a proposal to amend the Volcker Rule's "covered funds" provisions.
The CFTC Division of Swap Dealer and Intermediary Oversight provided temporary exemptive relief to non-U.S. introducing brokers that temporarily fail to register with the CFTC.
The Southern District of New York unsealed a complaint charging two individuals with violations of the Foreign Corrupt Practices Act and various other violations involving illegal payments to a Chinese energy company doing business in Chad and Uganda.
The North American Securities Administrators Association outlined ways immigrant investors can avoid various forms of fraud that have been associated with the EB-5 visa program.