News & Insights

Help
6 News Results

77 FR 9734 The CFTC is adopting final rules to implement the Dodd-Frank Act's business conduct requirements for swap dealers and major swap participants in their dealings with counterparties, including "Special Entities." These rules prescribe external business conduct standards for swap dealers and major swap participants. In particular, the rules prohibit certain abusive practices, require disclosures of material information to counterparties and require SDs/MSPs to undertake certain due diligence relating to their dealings with counterparties, but do not apply to transactions initiated on a