In new guidance, the SEC Division of Corporation Finance and the Division of Investment Management provided guidance regarding compliance with the federal proxy rules for annual meetings in light of ongoing COVID-19 challenges.
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The Bank for International Settlements published a Report that found that changes in the availability and cost of repurchase agreement ("repo") financing are affecting the ability of repo markets to support the financial system.
The Basel Committee on Banking Supervision updated Basel III Net Stable Funding Ratio framework interpretation FAQs.
In a 2017 Regulatory and Examination Priorities Letter, FINRA identified compliance, supervision and risk management as primary areas for review.
The SEC adopted rules to update and modernize the intrastate and regional offering framework.