In response to proposed rule changes to reduce trade reporting time frames, the Financial Information Forum and the Investment Company Institute recommended that FINRA and MSRB provide additional exceptions to the application of any reduced reporting times.
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The Managed Funds Assets recommended that regulators obtain more data before imposing clearing regulations on the Treasury market.
The Financial Information Forum asked FINRA for clarification on new requirements for order routing disclosure reports for OTC and National Market System equity securities orders.
SIFMA and the Financial Information Forum urged the SEC to better understand the "magnitude" of the costs associated with changing the funding model for the National Market System Plan Governing the Consolidated Audit Trail.
The Financial Information Forum reiterated its opposition to a FINRA proposal requiring new order-routing disclosures for OTC and National Market System equity securities orders.