SEC Chair Gary Gensler criticized "those who seek to reduce information available to investors," including crypto industry participants who attempt to avoid registration and required disclosure requirements.
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2225 News Results
FINRA adopted amendments to provide margin relief for specified index option positions, referred to as "protected options."
FINRA adopted amendments to disseminate individual transactions in active U.S. Treasury securities at the end of the day.
The CFTC Global Markets Advisory Committee advanced recommendations on: (i) the use of U.S. Treasuries as margin collateral, (ii) the securities market's move to T+1 securities settlement and (iii) a digital asset taxonomy.
A footwear company settled with the SEC for failing to make required disclosures of related person transactions in its annual reports and proxy statements.