SEC Commissioner Caroline A. Crenshaw recommended additional regulation on the fixed income and options markets.
News & Insights
SIFMA criticized FINRA's proposal to require daily trade reporting for OTC options transactions, saying that it lacked regulatory clarity as to its scope and would leave broker-dealers ill-equipped to timely implement any changes necessary for compliance.
FINRA solicited comment on a proposal to require daily trade reporting for OTC options transactions.
A firm settled NYSE Arca and NYSE American charges for incorrectly entering order receipt and entry times on its brokerage memoranda.
The CFTC Division of Data, Division of Market Oversight and Division of Clearing and Risk granted conditional no-action relief from certain swap reporting and recordkeeping requirements for fully collateralized binary options transactions executed by KalshiEX LLC, a designated contract market, and cleared by LedgerX, LLC, a derivatives clearing organization.