In a speech before the Piper Sandler Global Exchange Conference, SEC Chair Gary Gensler floated a wide variety of possible changes to market trading rules.
News & Insights
At the 8th Annual Conference on Financial Market Regulation, SEC Commissioner Caroline A. Crenshaw identified private securities markets, Regulation Best Interest disclosures and the Consolidated Audit Trail as areas where the SEC should obtain more information to ensure data-driven rulemakings.
The SEC Office of the Investor Advocate communicated its FY2021 priorities for protecting and promoting the interests of retail investors.
SEC Chair Jay Clayton, Division of Corporation Finance Director William Hinman, Division of Investment Management Director Dalia Blass and Division of Trading and Markets Director Brett Redfearn provided updates on the SEC's various pandemic relief measures.
In a speech before the National Economists Club, SEC Commissioner Hester M. Peirce questioned the agency's current data collection process and analysis.