The equity exchanges submitted a new joint national market system plan "to govern the public dissemination of real-time consolidated equity market data for NMS stocks."
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The DOJ, OFAC, FinCEN and the CFTC settled enforcement actions against Binance, its CEO and former CCO. The coordinated settlements addressed charges against the digital asset exchange for CFTC registration failures and for violations of the Bank Secrecy Act and International Emergency Economic Powers Act sanctions programs.
In an annual report, the SEC Division of Examinations identified current risks for investors and registrants and highlighted key areas for examination in 2024.
SEC Commissioner Caroline A. Crenshaw recommended additional regulation on the fixed income and options markets.
The CFTC amended its Technical Specification for swap data reporting and public dissemination requirements.