NFA extended relief from certain recordkeeping requirements to futures commission merchants / introducing brokers, swap dealers and forex dealer members.
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NFA extended relief previously provided to futures commission merchants / introducing brokers, swap dealers and forex dealer members from certain recordkeeping requirements.
NFA issued relief from certain recordkeeping requirements to futures commission merchants / introducing brokers, swap dealers and forex dealer members.
A voice broker settled CFTC charges for mishandling confidential customer information.
The CFTC Division of Market Oversight extended time-limited no-action relief to certain entities submitting swaps for clearing, and DCOs and reporting entities from certain reporting obligations.