Comments on a FINRA proposal to require TRACE reporting of transactions in U.S. dollar-denominated foreign sovereign debt securities must be submitted by June 7, 2022 .
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FINRA proposed to require TRACE reporting of transactions in U.S. dollar-denominated foreign sovereign debt securities.
A broker-dealer settled FINRA charges for late and inaccurate reporting and recordkeeping violations.
FINRA revised and updated the Web API Specifications for TRACE Securitized Products.
FINRA notified member firms that the SEC approved a FINRA proposal to amend FINRA Rule 6700 Series and the Trade Reporting and Compliance Engine ("TRACE") dissemination protocols. The amendments will become effective on March 20, 2017.