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The New York State Office of the Attorney General issued guidance on state registration and filing requirements for brokers, dealers and investment advisers. The new guidance "elaborates" on 2020 rule changes that transitioned filings and payments to standardized national systems.

The Office of New York Attorney General Letitia James filed a motion for a temporary restraining order against a digital asset company and its senior officers "to immediately halt the continued illegal and fraudulent operations of the cryptocurrency trading platform."