FINRA adopted amendments to disseminate individual transactions in active U.S. Treasury securities at the end of the day.
News & Insights
The SEC approved FINRA rule amendments to accelerate the reporting on TRACE of transaction information in the market for certain U.S. Treasury Securities.
The SEC designated February 7, 2024 as its new deadline to act on FINRA proposed amendments to the Trade Reporting and Compliance Engine rules. The amendments would require FINRA to disseminate information on certain Treasury security transactions.
FINRA proposed amendments to the Trade Reporting and Compliance Engine Rules to provide for FINRA to disseminate information on certain Treasury security transactions.
A broker-dealer settled FINRA charges for failing to report the time of execution in the finest increment of time captured by its system when reporting transactions in Treasury securities to TRACE.