The FINRA proposal updating the method for calculating trade reporting fees for broker-dealers using the FINRA/NYSE Trade Reporting Facility was published in the Federal Register.

FINRA proposed updating the monthly trade reporting fees for participants using the FINRA/NYSE Trade Reporting Facility.

Two broker-dealers settled separate SEC charges for submitting deficient electronic blue sheet data.

SEC Chair Jay Clayton extended the charter of the Fixed Income Market Structure Advisory Committee for another year.

SEC Commissioner Elad Roisman highlighted the theme of improved transparency in fixed income markets.

The SEC named Manisha Kimmel to serve as Senior Policy Advisory for Regulatory Reporting.

Three broker-dealers agreed to settle SEC charges for failing to submit complete and accurate securities trading information on electronic blue sheets.

FINRA announced the effective date of a modified trade reporting regime for agency debt securities.

A Delaware-based broker-dealer agreed to settle SEC charges for failing to submit accurate and complete securities trading information on electronic blue sheets.

SEC Division of Trading and Markets Director Brett Redfearn said that the self-regulatory organizations are struggling with deadlines for implementing various aspects of the consolidated audit trail.