The CFTC published in the Federal Register a request for information and comment on potential modifications to its swap clearing requirement to address benchmark reform.
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The CFTC requested information and comment on potential modifications to its swap clearing requirement to address benchmark reform.
NFA adopted supervisory requirements and technical amendments concerning swap activities.
IOSCO issued a Consultation Report containing policy approaches to enhance protections for retail investors purchasing OTC leveraged products.
Two Florida residents were ordered to pay restitution and penalties, and a New York resident was charged with violations, in relation to separate cases involving commodity pool fraud.