In the U.S. District Court for the Southern District of New York, a pair of affiliated interdealer brokers settled CFTC fraud charges related to fictitious bids that had not been made and reported trades that had not occurred.
News & Insights
37 News Results
FINRA cautioned investors on the risks associated with trading binary options and offered guidance on how to avoid certain schemes.
Two interdealer brokers settled separate New York State and CFTC charges for fraudulent practices involving foreign exchange currency options.
CME issued fines and suspensions against two brokers and a futures brokerage firm for separate trade practice violations.
The CFTC advised the public to avoid unregistered brokers and advisers promoting their services on social media platforms.