Comments on a Treasury Department Office of Financial Research proposal to require certain institutions to submit daily reports on outstanding non-centrally cleared bilateral repurchase agreement transactions are due by March 10, 2023.
News & Insights
The U.S. Treasury Department Office of Financial Research proposed requiring certain broker-dealers, government securities broker-dealers (including banks), other financial companies and investment advisers to submit daily trade and collateral information on their outstanding non-centrally cleared bilateral repurchase agreement transactions.
The CFTC adopted final rule amendments that incorporate CFTC staff guidance on CPO and CTA registration and reporting requirements.
A broker-dealer settled FINRA charges for the delayed reporting of municipal securities transactions.
The FINRA proposal to amend the rule on the collection and distribution of "new issues reference data" for corporate bonds and to charge-associated fees was published in the Federal Register.