The CFTC charged multiple entities for falsely claiming to be registered with the CFTC and NFA in connection with commodities offerings.
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The CFTC Division of Market Oversight extended no-action relief from the ownership and control reporting requirements for reporting entities.
A registered futures commission merchant settled CFTC charges for failing to supervise adequately the monitoring of its customers' trading.
FIA offered recommendations on CFTC-proposed amendments to large trader position requirements to address outstanding issues and "promote the transparency and quality of data."
The CFTC set a comment deadline of August 28, 2023 on proposed amendments to large trader position reporting requirements for futures and options.