Comments on CFTC proposed rules on governance and conflict standards for Designated Contract Markets and Swap Execution Facilities are due on or before April 22, 2024.
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An SEC and CFTC joint final rule adopting amendments to Form PF will go into effect on March 12, 2025. The final rule was published in the Federal Register.
The CFTC proposed new rules and amendments establishing governance and fitness requirements with respect to market regulation functions and conflict of interest standards at Designated Contract Markets and Swap Execution Facilities.
In a joint final rule, the SEC and CFTC adopted amendments to Form PF that require more information on private funds.
The CFTC Division of Market Oversight extended no-action relief from the ownership and control reporting requirements for reporting entities.