SEC Chair Gary Gensler and CFTC Chair Rostin Behnam highlighted U.S. regulatory initiatives in "new era" for derivatives.
News & Insights
A Luxembourg-based global agribusiness and a Minnesota-based global agribusiness settled separate CFTC charges for failing to comply with certain reporting obligations.
The NFA adopted amendments to its Compliance Rules and Interpretive Notices to cover transactions and counterparties involving swaps.
The CFTC settled charges that a bank and its energy subsidiary failed to comply with swap dealer requirements to submit accurate large trader reports for physical commodity swap positions.
The CFTC's final rule on trade options was published in the Federal Register. The rule amends the limited trade options exemption in the CFTC Regulations in order to substantially reduce and/or eliminate certain reporting and recordkeeping requirements for end users entering into trade options.