An SEC and CFTC joint final rule adopting amendments to Form PF will go into effect on March 12, 2025. The final rule was published in the Federal Register.
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The NFA submitted to the CFTC proposed changes to compliance rules, bylaws and interpretive guidance related to Member Questionnaires requirements.
In a joint final rule, the SEC and CFTC adopted amendments to Form PF that require more information on private funds.
The CFTC Division of Market Oversight extended no-action relief from the ownership and control reporting requirements for reporting entities.
A registered futures commission merchant settled CFTC charges for failing to supervise adequately the monitoring of its customers' trading.