The CFTC Division of Market Oversight extended no-action relief from the ownership and control reporting requirements for reporting entities.
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A number of trade groups and industry commenters reiterated their opposition to an SEC proposal to require reporting of large positions in security-based swaps.
The SEC reopened the comment period on a proposed rule to require reporting of large positions in security-based swaps. SEC staff provided additional analysis on proposed thresholds in the rule.
The CFTC Market Participants Division issued a new letter expanding the scope of relief from certain rules for "intended-to-be-cleared" swaps.
Comments on proposed rule changes to reporting requirements for security-based swap transactions are due by March 21, 2022.