The OCC, FRB and FDIC requested comment on a set of rules as part of a process to identify "outdated" or "unnecessary" regulatory requirements on insured depository institutions and their holding companies.
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In testimony before the U.S. Senate Banking Committee, SEC Chair Gary Gensler weighed in on market structure, predictive data analytics, issuers and issuer disclosure, and funds and investment management.
SEC leadership submitted testimony to the House Financial Services Committee on initiatives undertaken during the fiscal year.
SEC Co-Director of Enforcement Stephanie Avakian detailed the objectives of two enforcement initiatives, the Retail Strategy Task Force and the Cyber Unit.
The U.S. Treasury Department released a report detailing plans to reduce burdens of capital markets regulation.