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                  • December 03, 2019

                    CFPB Proposes Extending Remittance Transfers Exemption

                    The CFPB proposed extending an exemption that allows insured institutions to disclose estimates to consumers of the exchange rate and covered third-party fees when sending international money or remittance transfers.
                  • September 18, 2019

                    Attorneys Review Annual Hart-Scott-Rodino Report

                    Cadwalader attorneys reviewed the DOJ and FTC Annual Hart-Scott-Rodino Report. The Report covers agency actions between October 1, 2017 and September 30, 2018.
                  • August 15, 2019

                    Two Companies Settle CFTC Charges of Wheat Futures Price Manipulation

                    Two companies agreed to pay $16 million to settle CFTC charges of wheat futures price manipulation. The CFTC agreed not to make "any public statement about this case."
                    bzwirb's picture
                    Commentary by Bob Zwirb
                  • May 02, 2019

                    Industry Associations Comment on SEC Regulatory Framework for "Fund of Funds" Arrangements

                    Several industry associations proposed amendments to an SEC-proposed new rule intended to "streamline and enhance" the regulatory framework for "funds of funds arrangements."
                  • April 23, 2019

                    Global Commodities Trading Team Settles CME Group Charges for Position Limit Violations

                    A global commodities trading team agreed to pay a fine to settle Chicago Mercantile Exchange Group charges for position limit violations.
                    bzwirb's picture
                    Commentary by Bob Zwirb
                  • April 10, 2019

                    SEC Staff Permits Insiders to Hedge Partnership Units

                    The SEC Division of Corporation Finance determined that, for the purposes of applying Exchange Act Rules related to "Collar Contracts," an insider will be deemed to own the corporation shares underlying the operating partnership units.
                  • March 01, 2019

                    Industry Associations Raise Concerns about Proposed Financial Legislation

                    SIFMA and the Security Traders Association raised concerns about legislative proposals on capital formation and corporate governance currently under consideration by the U.S. Senate Committee on Banking, Housing and Urban Affairs.
                    Steven.Lofchie@cwt.com's picture
                    Commentary by Steven Lofchie
                  • February 01, 2019

                    Federal Register: SEC Proposes Changes to Regulatory Framework for "Fund of Funds" Arrangements

                    An SEC-proposed new rule and amendments that would "streamline and enhance" the regulatory framework for fund of funds was published in the Federal Register.
                  • January 30, 2019

                    CFTC Grants Time-Limited Relief to Two Companies from Compliance with Certain Position Aggregation Requirements

                    The CFTC Division of Market Oversight granted time-limited relief to two companies from compliance with certain position aggregation requirements.
                  • January 11, 2019

                    Center for Financial Stability Report Highlights Expanded Authority of CFIUS

                    In a new report issued by the Center for Financial Stability, Senior Fellow Charles G. Schott highlighted the impact of the Foreign Investment Risk Review Modernization Act on the Committee on Foreign Investment in the United States.
                    joseph.moreno@cwt.com's picture
                    Commentary by Joseph Moreno
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