The CFTC Division of Market Oversight extended no-action relief from the ownership and control reporting requirements for reporting entities.
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The CFTC Market Participants Division extended temporary no-action relief to permit futures commission merchants to invest customer funds in securities that include an adjustable interest rate benchmarked to the Secured Overnight Financing Rate.
The CFTC Division of Market Oversight extended existing no-action relief from ownership and control reporting requirements for reporting entities.
A futures commission merchant agreed to settle charges of reporting failures in connection with filing inadequate futures and options transaction data reports with the CFTC.
The CFTC Division of Market Oversight extended existing no-action relief and granted additional relief to reporting entities from ownership and control reporting requirements.