A broker-dealer settled FINRA charges for overstating the projected yield and annual income for nine money market funds on customer account statements.
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An SEC final rulemaking intended to simplify and update the regulatory framework for "fund of funds" arrangements was published in the Federal Register.
The SEC adopted a new rule and related amendments in order to simplify and update the framework for fund of funds arrangements.
Several industry associations proposed amendments to an SEC-proposed new rule intended to "streamline and enhance" the regulatory framework for "funds of funds arrangements."
The SEC proposed a new rule and several amendments that would "streamline and enhance" the regulatory framework of mutual funds investing in shares of another fund.