In response to a CFTC request for comments, NFA, FIA and ISDA addressed potential conflicts of interest and other issues related to affiliations between clearing and trading platforms and market intermediaries.
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In a comment letter, NFA offered additional recommendations to IOSCO on proposed policy guidance for regulators and crypto asset services providers.
In its Annual Review, NFA highlighted certain initiatives and summarized enforcement activity for Fiscal Year 2019.
NFA President Thomas W. Sexton III highlighted the NFA's approach to derivatives industry regulation.
SIFMA Asset Management Group and the National Futures Association urged the CFTC to amend its proposal to simplify regulatory obligations for commodity pool operators and commodity trading advisors.