The MSRB issued a Request for Information asking whether its rules may result in "undue regulatory, compliance, operational or administrative burdens or other negative unintended impacts on smaller regulated entities."
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The MSRB Board of Directors reviewed measures to provide data and resources to stakeholders, including the publication of daily trading summaries and weekly state and local disclosure report summaries.
The MSRB outlined significant regulatory and strategic initiatives undertaken in 2019.
The MSRB Board of Directors met with SEC and FINRA senior regulators to discuss oversight of the municipal securities market and coordination on cross-market initiatives.