The Managed Funds Association criticized the economic analysis included in an SEC proposal to require reporting of large positions in security-based swaps.
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In a position paper, SIFMA and the accounting firm Ernst and Young assessed the current state of corporate action announcement and dissemination policies in the United States and called for more industry standardization.
SIFMA added new model disclosure documents for municipal security underwriters. The documents are intended to help underwriters "disclose risks associated with complex municipal securities financings."
SIFMA updated model disclosure documents for municipal security underwriters. The model disclosure documents address updated conduct requirements on municipal securities and municipal advisory activities.
SIFMA updated its model disclosure documents and drafting guidance to improve municipal security underwriter compliance with updated requirements under an MSRB rule on dealer conduct.