The Managed Funds Association criticized the economic analysis included in an SEC proposal to require reporting of large positions in security-based swaps.
News & Insights
9 News Results
SIFMA filed suit seeking to vacate a recently adopted SEC temporary exemption for municipal advisors from broker-dealer registration.
SIFMA requested that FINRA allow member firms to rely on remote branch inspection programs for the duration of the COVID-19 pandemic.
SIFMA commended the bipartisan introduction of the Lifting Our Communities through Advance Liquidity for Infrastructure Act, which, if passed, would reinstate advance refunding of municipal bonds.
Investment Company Institute President Paul Schott Stevens urged state governors to grant mutual funds the same exemptions provided to banks when imposing "stay-at-home" directives.