The MSRB outlined significant regulatory and strategic initiatives undertaken in 2019.
News & Insights
11 News Results
In its 2019 Annual Report, the SEC Division of Enforcement highlighted efforts to protect retail investors and combat cyber threats.
SEC Commissioner Hester M. Peirce defended her position that "the SEC is not an enforcement agency, but rather a regulatory agency that uses enforcement as one tool."
The U.S. Treasury Department released a report detailing plans to reduce burdens of capital markets regulation.
The United States Court of Appeals for the Sixth Circuit dismissed a challenge to the expansion of MSRB "pay-to-play" rules to municipal advisors.