The Council of Institutional Investors provided the SEC with feedback on its semiannual regulatory agenda with a focus on investor protection, corporate disclosure, and market systems and structure.
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The MSRB outlined significant regulatory and strategic initiatives undertaken in 2019.
The SEC Office of the Investor Advocate set forth its priorities for protecting and promoting the interests of retail investors in its annual report on objectives for the coming fiscal year.
Representative Maxine Waters (D-CA) introduced amendments to the securities laws as part of an omnibus spending bill, two of which freeze certain SEC proxy rulemaking initiatives.
The U.S. Treasury Department released a report detailing plans to reduce burdens of capital markets regulation.