The NFA submitted to the CFTC proposed changes to bylaws related to the qualifications for public directors on the NFA's Board.
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The SEC named Natasha Vij Greiner incoming Director of the Division of Investment Management. Current Director William Birdthistle will step down on March 8, 2024.
SEC Commissioner Mark T. Uyeda was sworn into office for a second term. His new term on the Commission expires in 2028.
In an annual report, the SEC Division of Examinations identified current risks for investors and registrants and highlighted key areas for examination in 2024.
The Office of the Comptroller of the Currency named Monica Fuentes Freas as Deputy Comptroller for Large Bank Supervision.