The CFTC Division of Market Oversight granted no-action relief as to swap trade execution requirements related to ICE Clear Europe Ltd. discontinuing CDS clearing services in October 2023.
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NFA provided guidance on use of alternative reference rates in initial margin calculation models for uncleared swaps.
A CFTC-registered swap dealer settled NFA charges for rule violations concerning posting variation margin on swaps and supervision over external business conduct.
FINRA set the compliance dates for rule amendments relating to security-based swaps.
The SEC approved a FINRA proposal to address the application of FINRA rules to security-based swaps.