The CFTC Global Markets Advisory Committee advanced recommendations on: (i) the use of U.S. Treasuries as margin collateral, (ii) the securities market's move to T+1 securities settlement and (iii) a digital asset taxonomy.
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NFA provided guidance on use of alternative reference rates in initial margin calculation models for uncleared swaps.
A CFTC-registered swap dealer settled NFA charges for rule violations concerning posting variation margin on swaps and supervision over external business conduct.
FINRA set the compliance dates for rule amendments relating to security-based swaps.
The SEC approved a FINRA proposal to address the application of FINRA rules to security-based swaps.