Public statements in response to a petition to review a recently approved FINRA rule change are due by May 10, 2022.
News & Insights
16 News Results
The SEC provided conditional relief from certain Exchange Act credit-arranging prohibitions to broker-dealers designated as agents for the Federal Reserve Board's Term Asset-Backed Securities Loan Facility.
The SEC granted a proposal by FINRA to extend the effective date to establish margin requirements for "to-be-announced" or "TBA" transactions and other forward-settling agency securities transactions.
FINRA proposed extending the effective date for certain amendments to FINRA Margin Rule requirements.
FINRA announced enhanced functionality updates to its Regulatory Extension ("REX") system, which allows firms to electronically submit requests for extensions of time under FINRA Rule 4210.