Public statements in response to a petition to review a recently approved FINRA rule change are due by May 10, 2022.
News & Insights
4 News Results
The CFPB ordered five companies to provide information regarding their "buy now, pay later" credit programs. The CFPB expects to publish findings on the risks of these programs concerning accumulation of debt, regulatory arbitrage and data harvesting.
In its Annual Report, the SEC Investor Advocate identified several areas of concern for investors, including: (i) reverse factoring; (ii) dual-class share structures and (iii) LIBOR transition issues.
FINRA announced enhanced functionality updates to its Regulatory Extension ("REX") system, which allows firms to electronically submit requests for extensions of time under FINRA Rule 4210.