In an address on the application of antitrust laws to the financial sector, DOJ Assistant Attorney General Makan Delrahim stated that theories concerning the common ownership debate and institutional investors must be "rooted in theories of harm."
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The U.S. Senate Committee on Banking considered testimony from industry experts on the challenges, benefits and potential future development of FinTech.
The SEC Office of Investor Education and Advocacy provided basic information on retirement investing through IRS 403(b) and 457(b) plans.
At a hearing before the House Financial Services Subcommittee on Capital Markets, Securities, and Investment, several industry groups called for repeal of the DOL Fiduciary Rule and expressed support for a proposed "standards of conduct" bill.
At the nonpartisan Economic Club of New York, SEC Chair Jay Clayton highlighted the guiding principles behind his regulatory agenda.