An SEC final rule on exemptions for mutual funds, exchange-traded funds, registered closed-end funds and business development companies when entering into derivatives transactions was published in the Federal Register.
News & Insights
6 News Results
The SEC adopted a final rule on exemptions for mutual funds, exchange-traded funds, registered closed-end funds and business development companies when entering into derivatives transactions.
The SEC "re-proposal" of ICA Rule 18f-4 was published in the Federal Register.
SEC Commissioners issued recommendations on the agency's "re-proposal" to update regulation on the use of derivatives by SEC-registered investment companies and business development companies.
The SEC reproposed a rule designed to "enhance" regulations on the use of derivatives by registered investment companies and business development companies.