Treasury announced that, after the necessary consultation with the FDIC and the SEC, it is providing a retail broker-dealer with a conditional exemption from certain Dodd-Frank recordkeeping requirements for certain of its qualified financial contracts.
News & Insights
The Federal Reserve Board, FDIC and OCC extended the comment period for proposed risk management guidance concerning third-party relationships of banking organizations from September 17, 2021, to October 18, 2021.
The Federal Financial Institutions Examination Council updated guidance for financial institutions on effective authentication and access risk management standards and practices.
The Federal Reserve Board, the FDIC and the OCC proposed risk management guidance for the third-party relationships of banking organizations.
In an updated booklet for the Information Technology Examination Handbook, the Federal Financial Institutions Examination Council describes "enterprise-wide, process-oriented approaches" for the design of technology within a business structure, implementation of IT infrastructure and delivery of services for customers.