The DOJ Antitrust Division, FTC and European Commission launched an EU-U.S. Joint Technology Competition Policy Dialogue. The dialogue is intended to reaffirm mutual collaboration on antitrust policy and enforcement in the technology sector.
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An investment firm was fined $2.9 billion by several authorities for its failure to (i) properly oversee its operations, (i) maintain internal controls and (iii) conduct proper risk management, with regard to its employees' involvement in improper payments to foreign officials.
The SEC charged an SEC-registered investment adviser with engaging in a scheme to inflate the value of securities held by several private investment funds.