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In an annual report, the SEC Division of Examinations identified current risks for investors and registrants and highlighted key areas for examination in 2024.

In the latest update on the SEC COVID-19 Response website, the agency stated that it will remain in "full telework posture with limited exceptions" until at least November 1, 2021.

FINRA CAT, LLC, the FINRA Consolidated Audit Trail Plan Processor responsible for building and managing the platform, selected Amazon Web Services, Inc. as its cloud provider.