SEC Chair Gary Gensler directed SEC staff to evaluate whether further regulatory action concerning proxy voting advice should be recommended.
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An SEC final rule designed to improve the accuracy and transparency of information provided by proxy advisory firms was published in the Federal Register.
The SEC finalized amendments designed to improve the accuracy and transparency of information provided by proxy advisory firms.
The U.S. Senate Committee on Banking considered testimony from industry experts on the challenges, benefits and potential future development of FinTech.
The SEC Investor Advisory Committee approved (i) recommendations by the Market Structure Subcommittee to enhance information for bond market investors, and (ii) the SEC concept release on business and financial disclosure that is required by Regulation S-K.