A real estate investment company and a related affiliate settled SEC charges for offering promissory notes without filing a registration statement.
News & Insights
35 News Results
Republican members of the U.S. Senate Banking Committee released a discussion draft of proposed legislation "to help accelerate economic growth and spur new business formation."
The SEC requested comment on a Nasdaq Stock Market LLC amended proposed rule to adjust pricing limitations on direct listings of primary offerings.
Three media companies settled SEC charges for conducting unregistered stock and digital asset securities offerings.
The U.S. House Financial Services Committee considered proposed public market reforms, including legislation to enhance investor protections relating to special purpose acquisition companies.