Comments on an SEC proposal that would create new cybersecurity risk management and disclosure requirements are due by June 5, 2023.
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The SEC proposed a new rule that would require market entities to implement procedures designed to address cybersecurity risk, and a related form for disclosing information about cyber incidents and risks.
In three separate notices, NFA reminded (i) futures commission merchants, forex dealers, and introducing brokers, (ii) CPOs and CTAs, and (iii) swap dealers on reporting requirements, and common deficiencies in regulatory compliance.
In a series of Notices, NFA reminded member firms, by type, of their regulatory obligations based on common examination deficiencies.
The SEC issued an Order updating several exemptions and granting additional exemptions for certain security-based swap activities.