U.S. House of Representatives passed a bill requiring certain disclosure testing under the SEC's proposed Regulation Best Interest.

SEC Commissioners Robert J. Jackson Jr. and Allison Herren Lee expressed concern over proposed amendments to reporting regulations that (i) shift the agency's approach towards principles-based disclosure and (ii) fail to address climate risk.

Proposed SEC amendments to revise the description of business, legal proceedings, and risk factor disclosures that registrants are required to make under the Securities Act, were published in the Federal Register.

The SEC proposed rule amendments that would revise the description of business, legal proceedings and risk factor disclosures registrants are required to make under Securities Act regulations.

SEC Office of Compliance Inspections and Examinations Director Peter Driscoll highlighted key risks facing retail investors caused by bad actors and poor internal controls.

The SEC corrected a rule document published in the Federal Register, concerning the final amendments to Regulation S-K and related rules and forms.

The SEC final amendments to Regulation S-K and related rules and forms were published in the Federal Register.

The SEC adopted amendments to Regulation S-K, and associated related rules and forms, to reduce the burden of disclosure requirements on registrants.

The SEC updated Compliance and Disclosure Interpretations under Regulation S-K to clarify disclosure of certain "self-identified diversity characteristics."

FINRA identified risk monitoring and examination priorities for 2019.