The CFTC approved amendments to NFA rules related to disclosures and price adjustments for forex transactions.
News & Insights
3 News Results
The National Futures Association proposed amendments to certain compliance rules on forex transactions and orders.
The CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) announced the issuance of the attached no-action letter relating to the fingerprinting requirement under CFTC Rule 3.10(a)(2) for certain principals of CFTC registrants. The no-action letter is in response to requests from market participants for relief from the fingerprinting requirement for principals of CFTC registrants where the principals have not resided in the United States since reaching 18 years of age (Non-U.S. Principals). Specifically, the no-action letter provides that DSIO will not recommend an enforcement