A Connecticut-based commodities firm settled CFTC charges for trading on misappropriated material non-public information.
News & Insights
12 News Results
The CFTC set a comment deadline of October 24, 2023 for proposed amendments to rules governing confirmation of transactions on swap execution facilities.
The CFTC proposed amendments to rules governing confirmation of transactions on swap execution facilities.
The U.S. Senate confirmed Christy Goldsmith Romero, Kristin N. Johnson, Summer Kristine Mersinger, and Caroline D. Pham to serve as CFTC Commissioners.
The CFTC charged a resident of Puerto Rico and his firm with trading on material nonpublic information on gas futures received from an insider at an energy company.