The SEC set a comment deadline of May 30, 2023 for an MSRB rule proposal to (i) extend remote office inspection relief until June 30, 2024 and (ii) remove references to expired pandemic-related relief for brokers-dealers and municipal securities dealers.The proposal was published in the Federal Register.
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The MSRB proposed to further extend remote office inspection relief and (ii) remove references to expired pandemic-related relief for brokers, dealers and municipal securities dealers.
Comments on pandemic-related MSRB proposals to (i) extend remote office inspection relief and (ii) remove references to expired temporary relief are due by December 14, 2022.
The MSRB extended temporary regulatory relief to allow covered entities to conduct office inspections remotely while working to implement long-term hybrid work arrangements.
The MSRB voted to amend its supervisory rules to allow dealer firms to conduct office inspections remotely. The extension runs until December 31, 2022.